Gov Companies, Going Public

If a company files a registration statement with the SEC, when will the IPO occur? Prospectuses are designated as form types 424, 425 and other forms reflecting the rule under which the prospectus was filed. Certain registration statements become effective upon filing with the Commission.

Gov Company Search Page

Information concerning material pending legal proceedings other than ordinary routine litigation incidental to the companys business must be disclosed in the companys registration statements and periodic reports filed on Form 10-K and Form 10-Q. Neither the United States Bankruptcy Code nor the federal securities laws provide an exemption from Exchange Act periodic reporting for issuers that have filed for bankruptcy. The annual report (Form 10-K) must be filed 90 days after the companys fiscal year ends. Note that a raw text filing may contain html coding so that some or all of the document and exhibits may display as html; in the case of some filings, the tags may be xml.

Gov Researching Public Companies Through edgar: A Guide

Yes, you can find companies that have been assigned a specific Standard Industrial Classification (SIC) code by using the SIC field in the edgar Company Search or the Advanced Search option of the Full-Text Search. If you want to find out when a security will be listed on an exchange, you will have to contact the issuer itself. The SEC also requires any person acquiring more than five percent of a voting class of a companys Section 12 registered equity securities directly or by tender offer to file a Schedule 13D. The SEC has also prepared a guide for companies.

SEC Requirements for Public Companies, SEC Requirements

Filing Data, reg FD s main purpose was to create a fair playing field for all investors so that when a company discloses material, non-public information to any one party, that information is made public to all. Form 10-K quarterly report form 10-Q current report form 8K statement of changes in beneficial ownership (. Public companies are a key part of the American economy. . Like millions of Americans, you may also invest directly in public companies. Voluntarily register with.

Using edgar - Researching Public Companies Investor

Detailed information about a proposed merger is found in the proxy statement on Schedule 14A or the information statement on Schedule 14C. Can I search for all SEC registrants in a particular state? Can I find the terms of a specific merger or acquisition in edgar? For example, registration statements under the Securities Act of 1933 are designated by form types beginning with either S- for domestic issuers and F-for foreign issuers offering securities in the.S. Current Reports on Form 8-K.